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CAPLYTA - Effect on Mania in Bipolar Disorder

Last Updated: 11/06/2025

SUMMARY

  • Durgam et al (2025)1 conducted a 6-week, randomized, double-blind, placebo-controlled, multicenter study to evaluate the efficacy and safety of CAPLYTA in patients with major depressive episodes (MDEs) associated with major depressive disorder (MDD) or bipolar depression with mixed features.
    • CAPLYTA (n=193) improved the Young Mania Rating Scale (YMRS) total score from baseline to day 43 vs placebo (n=195; P<0.05).
    • No cases of mania or hypomania were reported in the combined study population.
  • Suppes et al (2023)2 conducted a 6-week, phase 3, randomized, double-blind, placebo-controlled, multicenter study to evaluate the efficacy and safety of CAPLYTA as adjunctive treatment to lithium or valproate in patients with MDEs associated with bipolar I or bipolar II disorder.
    • No increase in mania symptoms was observed in the CAPLYTA 28 mg group (n=176) or the CAPLYTA 42 mg group (n=177), as indicated by the mean change in the YMRS score from baseline to day 43.2,3 
    • One treatment-emergent adverse event (TEAE) of mania was reported in a patient treated with CAPLYTA 42 mg and valproate; 1 TEAE of hypomania was reported in a patient who received placebo and valproate (n=175 in the placebo group).2 
  • Calabrese et al (2021)4 conducted a 6-week, phase 3, randomized, double-blind, placebo-controlled, multinational study to evaluate the efficacy and safety of CAPLYTA in patients with MDEs associated with bipolar I or bipolar II disorder.
    • No increase in mania symptoms was observed in the CAPLYTA 42 mg (n=188) or placebo (n=189) group, as indicated by the mean change in the YMRS score from baseline to day 43.
    • Mania was reported in 1.1% of patients in the CAPLYTA group vs 2.1% of patients in the placebo group. Hypomania was reported in 0.5% of patients in each group.
  • McIntyre et al (2023)5 conducted a post hoc analysis of a phase 3, randomized, double-blind, placebo-controlled study (Study 404) to evaluate the efficacy of CAPLYTA in patients with MDE associated with bipolar I or bipolar II disorder with or without mixed features (N=376).
    • Among patients with mixed features (CAPLYTA, n=73; placebo, n=83), the YMRS score decreased numerically over time; a significant decrease was observed on day 29 with CAPLYTA vs placebo (P<0.05).
    • Among patients with mixed features, the rate of TEAEs of mania was 1.4% in the CAPLYTA group vs 2.4% in the placebo group. All mania cases were of moderate severity.
  • Tohen et al (2022)6 conducted an analysis to evaluate the incidence of mania and hypomania in patients with MDE associated with bipolar depression who were treated with CAPLYTA across short- and long-term studies.
    • The mean change in the YMRS total score from baseline to day 43 was comparable between the CAPLYTA and placebo groups.
    • In the pooled monotherapy groups, TEAEs of mania or hypomania with mild or moderate severity were reported in 6 patients in the CAPLYTA group (n=372) vs 5 patients in the placebo group (n=374).

BACKGROUND

In phase 3, placebo-controlled studies in patients with bipolar depression, patients were required to have a YMRS score of 4-161 or ≤122,4 in order to be included. The YMRS score was monitored throughout each trial for emergence of manic symptoms. TEAEs of mania and hypomania were also recorded during the clinical trials.1,2,4 

CLINICAL DATA

Durgam et al (2025)1 conducted a randomized, double-blind, placebo-controlled, multicenter study to evaluate the efficacy and safety of CAPLYTA in patients with MDEs associated with MDD or bipolar depression with mixed features. Patients were randomly assigned (1:1) to receive either CAPLYTA 42 mg (n=193) or placebo (n=195) for 6 weeks; this was followed by a 2-week safety follow-up period.


Change in the Young Mania Rating Scale Total Score at Day 43 (Modified Intent-to-Treat Population)1,7
CAPLYTA
Placebo
Combined MDD/bipolar depression population
n=192
n=191
   LS mean (SE) change
-6.0 (0.25)
-4.1 (0.24)
   LSMD (95% CI; vs placebo)
-1.9 (-2.49 to -1.22)
-
      Effect size
-0.62
-
      P-value
P<0.0001
-
Patients with bipolar depression
n=100
n=99
   LS mean (SE) change
-5.6 (0.37)
-4.0 (0.35)
   LSMD (95% CI; vs placebo)
-1.6 (-2.52 to -0.64)
-
      Effect size
-0.51
-
      P-value
P=0.0011
-
Patients with MDD
n=92
n=92
   LS mean (SE) change
-6.3 (0.31)
-4.3 (0.31)
   LSMD (95% CI; vs placebo)
-2.1 (-2.90 to -1.20)
-
      Effect size
-0.74
-
      P-value
P<0.0001
-
Abbreviations: CI, confidence interval; LS, least squares; LSMD, least squares mean difference; MDD, major depressive disorder; SE, standard error.
  • In the combined MDD and bipolar depression population, the TEAE rate was 54.2% for CAPLYTA vs 37.3% for placebo. Specifically, among patients with MDD, the TEAE rate was 51.1% for CAPLYTA vs 32.3% for placebo; in patients with bipolar depression, the TEAE rate was 57.0% for CAPLYTA vs 42.0% for placebo. No cases of mania or hypomania were reported in the combined study population.

Suppes et al (2023)2 conducted a phase 3, randomized, double-blind, placebo-controlled, multicenter study to evaluate the efficacy and safety of CAPLYTA as adjunctive treatment to lithium or valproate in patients with MDEs associated with bipolar I or bipolar II disorder. Patients were randomized (1:1:1) to receive CAPLYTA 28 mg (n=176), CAPLYTA 42 mg (n=177), or placebo (n=175) for 6 weeks; this was followed by a 2-week safety follow-up period.

  • No increase in mania symptoms was observed in either CAPLYTA group, as indicated by the mean change in the YMRS score from baseline to day 43.2,3 
    • In the CAPLYTA 28 mg group, the mean±standard deviation (SD) YMRS score was decreased by -1.4±2.87 at day 43 from baseline (3.4±1.97).
    • In the CAPLYTA 42 mg group, the mean±SD YMRS score was decreased by -1.7±2.80 at day 43 from baseline (3.5±2.26).
    • In the placebo group, the mean±SD YMRS score was decreased by -1.4±2.91 at day 43 from baseline (3.5±2.43).
  • The rate of TEAEs in the CAPLYTA 28 mg, CAPLYTA 42 mg, and placebo groups was 45.5%, 49.7%, and 44.6%, respectively. One TEAE of mania was reported in a patient treated with CAPLYTA 42 mg and valproate; 1 TEAE of hypomania was reported in a patient treated with placebo and valproate.2

Calabrese et al (2021)4 conducted a phase 3, randomized, double-blind, placebo-controlled, multinational study to evaluate the efficacy and safety of CAPLYTA in patients with MDEs associated with bipolar I or bipolar II disorder. Patients were randomized (1:1) to receive either CAPLYTA 42 mg (n=188) or placebo (n=189) for 6 weeks; this was followed by a 2-week safety follow-up period.

  • No increase in mania symptoms was observed in either group, as indicated by the mean change in the YMRS score from baseline to day 43 (CAPLYTA, -1.4; placebo, -0.9).
  • At any point during the study, 2.1% of patients in the CAPLYTA group vs 2.7% of patients in the placebo group had a YMRS score of ≥15.
  • Mania was reported in 1.1% of patients in the CAPLYTA group vs 2.1% of patients in the placebo group. Hypomania was reported in 0.5% of patients in each group.
  • In each group, a TEAE of mania led to treatment discontinuation in 1.1% of patients. In the CAPLYTA group, 1 serious TEAE of mania led to treatment discontinuation.

McIntyre et al (2023)5 conducted a post hoc analysis of a phase 3, randomized, double-blind, placebo-controlled study (Study 404) to evaluate the efficacy of CAPLYTA in 376 patients with MDE associated with bipolar I or bipolar II disorder with mixed features (YMRS score ≥4 and ≤12) or without mixed features (YMRS score <4).

  • Among patients with mixed features (CAPLYTA, n=73; placebo, n=83), the YMRS score decreased numerically over time, with a significant decrease noted on day 29 with CAPLYTA vs placebo (P<0.05).
  • Among patients without mixed features (CAPLYTA, n=115; placebo, n=105), the YMRS score remained stable over time, except for a significant reduction observed on day 43 with CAPLYTA vs placebo (least squares mean difference [LSMD], -0.8; 95% confidence interval [CI], -1.43 to -0.07; effect size, -0.32; P<0.05).
  • Among patients with mixed features, the rate of TEAEs of mania was 1.4% in the CAPLYTA group vs 2.4% in the placebo group. Among patients without mixed features, the rate of TEAEs of mania was 0.9% in the CAPLYTA group vs 1.9% in the placebo group. All mania cases were of moderate severity.
  • Among patients with mixed features, hypomania was reported in 1.4% of patients (moderate severity) in the CAPLYTA group vs 1.2% of patients (mild severity) in the placebo group.

Tohen et al (2022)6 conducted an analysis to evaluate the incidence of mania and hypomania in patients with MDE associated with bipolar depression who were treated with CAPLYTA across short- and long-term studies. Data were pooled from the following 3 studies: Study 401 and Study 404 (short-term, 6-week, placebo-controlled studies of CAPLYTA 42 mg monotherapy); Study 402 (phase 3, placebo-controlled study of CAPLYTA 42 mg adjunctive treatment with lithium or valproate); and a 6-month, open-label extension (OLE) period of Study 401.

  • In the intent-to-treat population of the monotherapy studies, the mean change in the YMRS total score from baseline to day 43 was comparable between CAPLYTA (n=354) and placebo (n=365) (LSMD, -0.5; 95% CI, -1.0 to 0.1; P=0.10).
  • Similarly, in the adjunctive treatment study, the mean change in the YMRS total score from baseline to day 43 was comparable between CAPLYTA (n=174) and placebo (n=174; LSMD, -0.2; 95% CI, -0.8 to 0.4; P=0.56).
  • In the safety population of the pooled monotherapy groups, TEAEs of mania or hypomania of mild or moderate severity were reported in 6 patients (1.6%) in the CAPLYTA group (n=372) vs 5 patients (1.3%) in the placebo group (n=374).
  • In the adjunctive therapy group, 1 patient each in the CAPLYTA (n=177) and placebo (n=175) groups reported mania or hypomania. In the CAPLYTA monotherapy group, 1 patient reported a serious TEAE of mania.
  • In the OLE safety population (N=127), 1 patient reported a TEAE of mild mania in the CAPLYTA group. The mean change in the YMRS score from baseline to the end of treatment was -0.5 (95% CI, -1.7 to 0.6; P=0.37).

Literature Search

A literature search of MEDLINE®, EMBASE®, BIOSIS Previews®, and DERWENT® (and/or other resources, including internal/external databases) was conducted on 18 August 2025.

References

1 Durgam S, Kozauer SG, Earley WR, et al. Lumateperone for the treatment of major depressive disorder with mixed features or bipolar depression with mixed features: a randomized placebo-controlled trial. J Clin Psychopharmacol. 2025;45(2):67-75.  
2 Suppes T, Durgam S, Kozauer SG, et al. Adjunctive lumateperone (ITI‐007) in the treatment of bipolar depression: results from a randomized placebo‐controlled clinical trial. Bipolar Disord. 2023;25(6):478-488.  
3 Suppes T, Durgam S, Kozauer SG, et al. Supplement to: Adjunctive lumateperone (ITI-007) in the treatment of bipolar depression: results from a randomized placebo-controlled clinical trial. Bipolar Disord. 2023;25(6):478-488.  
4 Calabrese JR, Durgam S, Satlin A, et al. Efficacy and safety of lumateperone for major depressive episodes associated with bipolar I or bipolar II disorder: a phase 3 randomized placebo-controlled trial. Am J Psychiatry. 2021;178(12):1098-1106.  
5 McIntyre RS, Durgam S, Huo J, et al. The efficacy of lumateperone in patients with bipolar depression with mixed features. J Clin Psychiatry. 2023;84(3):22m14739.  
6 Tohen M, Kozauer SG, Mo Y, et al. Evaluation of mania and hypomania in late-phase clinical trials of lumateperone in the treatment of major depressive episodes associated with bipolar I or bipolar II disorder. Neuropsychopharmacology. 2022;47:198-199.  
7 Durgam S, Kozauer SG, Earley WR, et al. Supplement to: Lumateperone for the treatment of major depressive disorder with mixed features or bipolar depression with mixed features: a randomized placebo-controlled trial. J Clin Psychopharmacol. 2025;45(2):67-75.